CAIIB Paper 4: Banking Regulations and Business Laws (BRBL)

CAIIB

Legal and regulatory framework of banks, PMLA, NI Act, FEMA, SARFAESI, RDB Act, IBC, contract, partnership, company and other business laws.

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Chapters

Module A: Regulations and Compliance
Unit 1: Legal Framework of Regulation of BanksFREE
Unit 2: Control over Organisation of Banks🔒
Unit 3: Regulation of Banking Business🔒
Unit 4: Returns, Inspection, Winding Up, Mergers & Acquisitions🔒
Unit 5: Public Sector Banks, Private Sector Banks, Regional Rural Banks, Differentiated Banks, Co-operative Banks and Local Area Banks🔒
Unit 6: Non-Banking Financial Companies (NBFCs)🔒
Unit 7: Financial Sector Legislative Reforms and Financial Stability and Development Council🔒
Module B: Important Acts/Laws & Legal Aspects of Banking Operations – Part A
Unit 8: The Prevention of Money Laundering Act, 2002🔒
Unit 9: Negotiable Instruments Act, 1881🔒
Unit 10: Foreign Exchange Management Act, 1999🔒
Unit 11: Payment & Settlement Systems Act, 2007🔒
Unit 12: Law Relating to Securities and Modes of Charge – I🔒
Unit 13: Law Relating to Securities and Modes of Charge – II🔒
Unit 14: Creation/Registration and Satisfaction of Charges🔒
Module C: Important Acts/Laws & Legal Aspects of Banking Operations – Part B
Unit 15: Reserve Bank – Integrated Ombudsman Scheme, 2021🔒
Unit 16: The Micro, Small and Medium Enterprises Development Act, 2006🔒
Unit 17: Introduction to the SARFAESI Act, 2002🔒
Unit 18: Definitions under the SARFAESI Act, 2002🔒
Unit 19: Regulation of Securitisation and Reconstruction of Financial Assets of Banks and Financial Institutions🔒
Unit 20: Enforcement of Security Interest🔒
Unit 21: Central Registry🔒
Unit 22: Offences and Penalties🔒
Unit 23: Miscellaneous Provisions🔒
Unit 24: Registration of Security Interest by Secured Creditors and Other Creditors / Rectification by Central Government🔒
Unit 25: The Recovery of Debts and Bankruptcy Act, 1993🔒
Unit 26: Establishment of Tribunal and Appellate Tribunal🔒
Unit 27: Jurisdiction, Powers & Authority of Tribunals🔒
Unit 28: Procedure of Tribunals🔒
Unit 29: Recovery of Debts Determined by Tribunal and Miscellaneous Provisions🔒
Unit 30: Introduction to the Insolvency and Bankruptcy Code, 2016🔒
Unit 31: The Bankers' Books Evidence Act, 1891🔒
Unit 32: The Legal Services Authorities Act, 1987: Lok Adalats🔒
Unit 33: The Consumer Protection Act, 2019🔒
Unit 34: The Law of Limitation🔒
Unit 35: Tax Laws🔒
Module D: Commercial & Other Laws with Reference to Banking Operations
Unit 36: Meaning and Essentials of a Contract🔒
Unit 37: Contracts of Indemnity🔒
Unit 38: Contracts of Guarantee🔒
Unit 39: Contract of Bailment🔒
Unit 40: Contract of Pledge🔒
Unit 41: Contract of Agency🔒
Unit 42: Meaning and Essentials of a Contract of Sale🔒
Unit 43: Conditions and Warranties🔒
Unit 44: Unpaid Seller🔒
Unit 45: Definition, Meaning and Nature of a Partnership🔒
Unit 46: Relations of Partners to One Another🔒
Unit 47: Relations of Partners to Third Parties🔒
Unit 48: Minor Admitted to the Benefit of a Partnership🔒
Unit 49: Dissolution of a Firm🔒
Unit 50: Effect of Non-Registration🔒
Unit 51: Definition and Features of a Company🔒
Unit 52: Types of Companies🔒
Unit 53: Memorandum of Association and Articles of Association🔒
Unit 54: Doctrines of Ultra Vires / Constructive Notice / Indoor Management🔒
Unit 55: Membership of Company🔒
Unit 56: Prospectus🔒
Unit 57: Directors🔒
Unit 58: Limited Liability Partnership Act, 2008🔒
Unit 59: Transfer of Property Act, 1882🔒
Unit 60: The Right to Information Act, 2005🔒
Unit 61: Right to Information and Obligations of Public Authorities🔒
Unit 62: Information Technology Act, 2000🔒
Unit 63: Prevention of Corruption Act, 1988🔒
Mock Tests🔒